Responsibilities

• Assist in formulating control procedures and compliance programs to cope with ongoing changes in laws, regulations and business needs regarding the regulated activities
• Conduct all necessary regular reviews and surveillance on Compliance and AML/CFT controls framework, including but not limited to client acceptance, periodic review process, transaction monitoring, payment and maintenance of register, business activities/processes, enterprise-wide risk assessment, high risk transactions reviews, etc.
• Proactively anticipate and research on new regulatory requirements, including consultation papers, propose and follow through with implications on the business
• Identify and rectify control weakness through ongoing review/monitoring of the AML/CFT/ABC control framework from group and local regulatory requirement perspective
• Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.
• Conduct AML and Compliance training

Requirements

• At least a Degree in preferably Business, Accountancy, Finance or equivalent, candidates with legal background will be highly preferred
• Have at least 5 years of relevant working experience in the financial services industry with exposure with regulatory authorities, MAS etc.
• Strong interpersonal skills and able to handle ambiguities
• Comfortable and fluent in English and Mandarin as the job requires dealings with Chinese speaking associates, proficiency in Cantonese is a bonus

Please email your resume to [email protected] if you are keen.

You can also send your resume by filling up the form.